In Chapter 4 , we explored the key concepts for building GenAI applications. In this chapter, we outline the Risk and Compliance Management Framework for FSOs and how GenAI can enable the overall risk management. Let’s discuss further context on why Risk and Compliance management is one of the most critical aspects in the Financial Services Sectors (FSS).

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Risk and Compliance Management with GenAI

  • Srinath Godavarthi,
  • Ravi Nagvekar

摘要

In Chapter 4 , we explored the key concepts for building GenAI applications. In this chapter, we outline the Risk and Compliance Management Framework for FSOs and how GenAI can enable the overall risk management. Let’s discuss further context on why Risk and Compliance management is one of the most critical aspects in the Financial Services Sectors (FSS).