Considering the Unscented Kalman Filter (UKF) typically assumes zero system noise based on existing knowledge or experience, it may be difficult to model actual noise in general situations. Moreover, using a single innovation sequence can lead to bias in state estimation, affecting the precision in estimating. To address this, utilizing Particle Swarm Optimization (PSO) for parameter recognition in second-order RC model. Incorporating an adaptive filtering algorithm to modify the noise covariance matrix dynamically during real-time updates, as well as utilizing multi-innovation identification theory to variably update the state to propose the MI-DAUKF algorithm to achieve coordinated estimation between State of Charge (SOC) and State of Health (SOH) of lithium-ion batteries. Simulation experiments demonstrate that the MI-DAUKF algorithm achieves a maximum error of 1.16%, an average error (AE) of 0.56%, and a root mean square error(RMSE) of 0.67% in SOC estimation. The estimated capacity error is less than 0.005 Ah, with an error percentage maintained within 0.15%, thus confirming the accuracy and robustness of the algorithm.

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MI-DAUKF for Co-estimation of SOC and SOH in Lithium-Ion Batteries

  • Jing An,
  • Jiang Xiong,
  • Jiacheng Wu,
  • Jinkui Liu,
  • Wei Zhang

摘要

Considering the Unscented Kalman Filter (UKF) typically assumes zero system noise based on existing knowledge or experience, it may be difficult to model actual noise in general situations. Moreover, using a single innovation sequence can lead to bias in state estimation, affecting the precision in estimating. To address this, utilizing Particle Swarm Optimization (PSO) for parameter recognition in second-order RC model. Incorporating an adaptive filtering algorithm to modify the noise covariance matrix dynamically during real-time updates, as well as utilizing multi-innovation identification theory to variably update the state to propose the MI-DAUKF algorithm to achieve coordinated estimation between State of Charge (SOC) and State of Health (SOH) of lithium-ion batteries. Simulation experiments demonstrate that the MI-DAUKF algorithm achieves a maximum error of 1.16%, an average error (AE) of 0.56%, and a root mean square error(RMSE) of 0.67% in SOC estimation. The estimated capacity error is less than 0.005 Ah, with an error percentage maintained within 0.15%, thus confirming the accuracy and robustness of the algorithm.