<p>We investigate the spectral properties of a class of Sierpinski-type self-affine measures defined by <Equation ID="Equ35"> <EquationSource Format="TEX">\( \mu _{M,D}(\cdot ) = p^{-1} \sum _{d \in D} \mu _{M,D}(M(\cdot ) - d), \)</EquationSource> <EquationSource Format="MATHML"><math display="block"> <mrow> <msub> <mi>μ</mi> <mrow> <mi>M</mi> <mo>,</mo> <mi>D</mi> </mrow> </msub> <mrow> <mo stretchy="false">(</mo> <mo>·</mo> <mo stretchy="false">)</mo> </mrow> <mo>=</mo> <msup> <mi>p</mi> <mrow> <mo>-</mo> <mn>1</mn> </mrow> </msup> <munder> <mo>∑</mo> <mrow> <mi>d</mi> <mo>∈</mo> <mi>D</mi> </mrow> </munder> <msub> <mi>μ</mi> <mrow> <mi>M</mi> <mo>,</mo> <mi>D</mi> </mrow> </msub> <mrow> <mo stretchy="false">(</mo> <mi>M</mi> <mrow> <mo stretchy="false">(</mo> <mo>·</mo> <mo stretchy="false">)</mo> </mrow> <mo>-</mo> <mi>d</mi> <mo stretchy="false">)</mo> </mrow> <mo>,</mo> </mrow> </math></EquationSource> </Equation>where <InlineEquation ID="IEq1"> <EquationSource Format="TEX">\( p \)</EquationSource> <EquationSource Format="MATHML"><math> <mi>p</mi> </math></EquationSource> </InlineEquation> is a prime number, <InlineEquation ID="IEq2"> <EquationSource Format="TEX">\( M = \begin{bmatrix} \rho _1^{-1} &amp; c \\ 0 &amp; \rho _2^{-1} \end{bmatrix} \)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi>M</mi> <mo>=</mo> <mfenced close="]" open="["> <mrow> <mtable> <mtr> <mtd> <msubsup> <mi>ρ</mi> <mn>1</mn> <mrow> <mo>-</mo> <mn>1</mn> </mrow> </msubsup> </mtd> <mtd> <mi>c</mi> </mtd> </mtr> <mtr> <mtd> <mrow> <mrow /> <mn>0</mn> </mrow> </mtd> <mtd> <msubsup> <mi>ρ</mi> <mn>2</mn> <mrow> <mo>-</mo> <mn>1</mn> </mrow> </msubsup> </mtd> </mtr> </mtable> </mrow> </mfenced> </mrow> </math></EquationSource> </InlineEquation> is a real upper triangular expanding matrix, and <InlineEquation ID="IEq3"> <EquationSource Format="TEX">\( D = \{d_0, d_1, \cdots , d_{p-1}\} \subset \mathbb {Z}^2 \)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi>D</mi> <mo>=</mo> <mrow> <mo stretchy="false">{</mo> <msub> <mi>d</mi> <mn>0</mn> </msub> <mo>,</mo> <msub> <mi>d</mi> <mn>1</mn> </msub> <mo>,</mo> <mo>⋯</mo> <mo>,</mo> <msub> <mi>d</mi> <mrow> <mi>p</mi> <mo>-</mo> <mn>1</mn> </mrow> </msub> <mo stretchy="false">}</mo> </mrow> <mo>⊂</mo> <msup> <mrow> <mi mathvariant="double-struck">Z</mi> </mrow> <mn>2</mn> </msup> </mrow> </math></EquationSource> </InlineEquation> satisfying <InlineEquation ID="IEq4"> <EquationSource Format="TEX">\( \mathcal {Z}(\widehat{\delta }_{D}) = \cup _{j=1}^{p-1} ( \frac{j \varvec{a}}{p} + \mathbb {Z}^2 ) \)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi mathvariant="script">Z</mi> <mrow> <mo stretchy="false">(</mo> <msub> <mover accent="true"> <mi>δ</mi> <mo stretchy="false">^</mo> </mover> <mi>D</mi> </msub> <mo stretchy="false">)</mo> </mrow> <mo>=</mo> <msubsup> <mo>∪</mo> <mrow> <mi>j</mi> <mo>=</mo> <mn>1</mn> </mrow> <mrow> <mi>p</mi> <mo>-</mo> <mn>1</mn> </mrow> </msubsup> <mrow> <mo stretchy="false">(</mo> <mfrac> <mrow> <mi>j</mi> <mrow> <mi mathvariant="bold-italic">a</mi> </mrow> </mrow> <mi>p</mi> </mfrac> <mo>+</mo> <msup> <mrow> <mi mathvariant="double-struck">Z</mi> </mrow> <mn>2</mn> </msup> <mo stretchy="false">)</mo> </mrow> </mrow> </math></EquationSource> </InlineEquation> for some <InlineEquation ID="IEq5"> <EquationSource Format="TEX">\( \varvec{a} \in \mathcal {E}_{p}= \{ (i_1, i_2)^* : i_1, i_2 \in [1, p-1] \cap \mathbb {Z} \} \)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mrow> <mi mathvariant="bold-italic">a</mi> </mrow> <mo>∈</mo> <msub> <mi mathvariant="script">E</mi> <mi>p</mi> </msub> <mo>=</mo> <mrow> <mo stretchy="false">{</mo> <msup> <mrow> <mo stretchy="false">(</mo> <msub> <mi>i</mi> <mn>1</mn> </msub> <mo>,</mo> <msub> <mi>i</mi> <mn>2</mn> </msub> <mo stretchy="false">)</mo> </mrow> <mo>∗</mo> </msup> <mo>:</mo> <msub> <mi>i</mi> <mn>1</mn> </msub> <mo>,</mo> <msub> <mi>i</mi> <mn>2</mn> </msub> <mo>∈</mo> <mrow> <mo stretchy="false">[</mo> <mn>1</mn> <mo>,</mo> <mi>p</mi> <mo>-</mo> <mn>1</mn> <mo stretchy="false">]</mo> </mrow> <mo>∩</mo> <mi mathvariant="double-struck">Z</mi> <mo stretchy="false">}</mo> </mrow> </mrow> </math></EquationSource> </InlineEquation>. Here <InlineEquation ID="IEq6"> <EquationSource Format="TEX">\( \mathcal {Z}(\widehat{\delta }_{D}) \)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi mathvariant="script">Z</mi> <mo stretchy="false">(</mo> <msub> <mover accent="true"> <mi>δ</mi> <mo stretchy="false">^</mo> </mover> <mi>D</mi> </msub> <mo stretchy="false">)</mo> </mrow> </math></EquationSource> </InlineEquation> denotes the set of zeros of <InlineEquation ID="IEq7"> <EquationSource Format="TEX">\( \widehat{\delta }_{D} \)</EquationSource> <EquationSource Format="MATHML"><math> <msub> <mover accent="true"> <mi>δ</mi> <mo stretchy="false">^</mo> </mover> <mi>D</mi> </msub> </math></EquationSource> </InlineEquation> with <InlineEquation ID="IEq8"> <EquationSource Format="TEX">\( \delta _{D} = \frac{1}{\# D} \sum _{d \in D} \delta _d \)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <msub> <mi>δ</mi> <mi>D</mi> </msub> <mo>=</mo> <mfrac> <mn>1</mn> <mrow> <mo>#</mo> <mi>D</mi> </mrow> </mfrac> <msub> <mo>∑</mo> <mrow> <mi>d</mi> <mo>∈</mo> <mi>D</mi> </mrow> </msub> <msub> <mi>δ</mi> <mi>d</mi> </msub> </mrow> </math></EquationSource> </InlineEquation>. When <InlineEquation ID="IEq9"> <EquationSource Format="TEX">\(\rho _1 = \rho _2\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <msub> <mi>ρ</mi> <mn>1</mn> </msub> <mo>=</mo> <msub> <mi>ρ</mi> <mn>2</mn> </msub> </mrow> </math></EquationSource> </InlineEquation>, we derive necessary and sufficient conditions for <InlineEquation ID="IEq10"> <EquationSource Format="TEX">\(\mu _{M,D}\)</EquationSource> <EquationSource Format="MATHML"><math> <msub> <mi>μ</mi> <mrow> <mi>M</mi> <mo>,</mo> <mi>D</mi> </mrow> </msub> </math></EquationSource> </InlineEquation> to both: (<i>i</i>) possess an infinite orthogonal set of exponential functions, and (<i>ii</i>) be a spectral measure. When no infinite orthogonal exponential system exists in <InlineEquation ID="IEq11"> <EquationSource Format="TEX">\(L^{2}(\mu _{M,D})\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <msup> <mi>L</mi> <mn>2</mn> </msup> <mrow> <mo stretchy="false">(</mo> <msub> <mi>μ</mi> <mrow> <mi>M</mi> <mo>,</mo> <mi>D</mi> </mrow> </msub> <mo stretchy="false">)</mo> </mrow> </mrow> </math></EquationSource> </InlineEquation>, we quantify the maximum number of orthogonal exponentials and provide precise estimates. For <InlineEquation ID="IEq12"> <EquationSource Format="TEX">\(\rho _1 \ne \rho _2\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <msub> <mi>ρ</mi> <mn>1</mn> </msub> <mo>≠</mo> <msub> <mi>ρ</mi> <mn>2</mn> </msub> </mrow> </math></EquationSource> </InlineEquation>, with restricted digit sets <i>D</i>, we obtain a necessary and sufficient condition for <InlineEquation ID="IEq13"> <EquationSource Format="TEX">\(\mu _{M,D}\)</EquationSource> <EquationSource Format="MATHML"><math> <msub> <mi>μ</mi> <mrow> <mi>M</mi> <mo>,</mo> <mi>D</mi> </mrow> </msub> </math></EquationSource> </InlineEquation> to be a spectral measure.</p>

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On the Spectral Properties of a Class of Planar Sierpinski Self-Affine Measures

  • Jia-Long Chen,
  • Wen-Hui Ai

摘要

We investigate the spectral properties of a class of Sierpinski-type self-affine measures defined by \( \mu _{M,D}(\cdot ) = p^{-1} \sum _{d \in D} \mu _{M,D}(M(\cdot ) - d), \) μ M , D ( · ) = p - 1 d D μ M , D ( M ( · ) - d ) , where \( p \) p is a prime number, \( M = \begin{bmatrix} \rho _1^{-1} & c \\ 0 & \rho _2^{-1} \end{bmatrix} \) M = ρ 1 - 1 c 0 ρ 2 - 1 is a real upper triangular expanding matrix, and \( D = \{d_0, d_1, \cdots , d_{p-1}\} \subset \mathbb {Z}^2 \) D = { d 0 , d 1 , , d p - 1 } Z 2 satisfying \( \mathcal {Z}(\widehat{\delta }_{D}) = \cup _{j=1}^{p-1} ( \frac{j \varvec{a}}{p} + \mathbb {Z}^2 ) \) Z ( δ ^ D ) = j = 1 p - 1 ( j a p + Z 2 ) for some \( \varvec{a} \in \mathcal {E}_{p}= \{ (i_1, i_2)^* : i_1, i_2 \in [1, p-1] \cap \mathbb {Z} \} \) a E p = { ( i 1 , i 2 ) : i 1 , i 2 [ 1 , p - 1 ] Z } . Here \( \mathcal {Z}(\widehat{\delta }_{D}) \) Z ( δ ^ D ) denotes the set of zeros of \( \widehat{\delta }_{D} \) δ ^ D with \( \delta _{D} = \frac{1}{\# D} \sum _{d \in D} \delta _d \) δ D = 1 # D d D δ d . When \(\rho _1 = \rho _2\) ρ 1 = ρ 2 , we derive necessary and sufficient conditions for \(\mu _{M,D}\) μ M , D to both: (i) possess an infinite orthogonal set of exponential functions, and (ii) be a spectral measure. When no infinite orthogonal exponential system exists in \(L^{2}(\mu _{M,D})\) L 2 ( μ M , D ) , we quantify the maximum number of orthogonal exponentials and provide precise estimates. For \(\rho _1 \ne \rho _2\) ρ 1 ρ 2 , with restricted digit sets D, we obtain a necessary and sufficient condition for \(\mu _{M,D}\) μ M , D to be a spectral measure.