<p>This article chronicles a development that started around 1990 with [<CitationRef CitationID="CR17">17</CitationRef>], where the authors showed that if a smooth bounded pseudoconvex domain <InlineEquation ID="IEq4"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="12220_2025_2120_Article_IEq4.gif" Format="GIF" Height="14" Rendition="HTML" Resolution="72" Type="Linedraw" Width="13" /> </InlineMediaObject> <EquationSource Format="TEX">\(\Omega \)</EquationSource> <EquationSource Format="MATHML"><math> <mi mathvariant="normal">Ω</mi> </math></EquationSource> </InlineEquation> in <InlineEquation ID="IEq5"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="12220_2025_2120_Article_IEq5.gif" Format="GIF" Height="14" Rendition="HTML" Resolution="72" Type="Linedraw" Width="21" /> </InlineMediaObject> <EquationSource Format="TEX">\(\mathbb {C}^{n}\)</EquationSource> <EquationSource Format="MATHML"><math> <msup> <mrow> <mi mathvariant="double-struck">C</mi> </mrow> <mi>n</mi> </msup> </math></EquationSource> </InlineEquation> admits a defining function that is plurisubharmonic at points of the boundary, then the <InlineEquation ID="IEq6"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="12220_2025_2120_Article_IEq1.gif" Format="GIF" Height="17" Rendition="HTML" Resolution="72" Type="Linedraw" Width="14" /> </InlineMediaObject> <EquationSource Format="TEX">\(\overline{\partial }\)</EquationSource> <EquationSource Format="MATHML"><math> <mover> <mi>∂</mi> <mo>¯</mo> </mover> </math></EquationSource> </InlineEquation>–Neumann operators on <InlineEquation ID="IEq7"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="12220_2025_2120_Article_IEq4.gif" Format="GIF" Height="14" Rendition="HTML" Resolution="72" Type="Linedraw" Width="13" /> </InlineMediaObject> <EquationSource Format="TEX">\(\Omega \)</EquationSource> <EquationSource Format="MATHML"><math> <mi mathvariant="normal">Ω</mi> </math></EquationSource> </InlineEquation> preserve the Sobolev spaces <InlineEquation ID="IEq8"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="12220_2025_2120_Article_IEq8.gif" Format="GIF" Height="23" Rendition="HTML" Resolution="72" Type="Linedraw" Width="66" /> </InlineMediaObject> <EquationSource Format="TEX">\(W^{s}_{(0,q)}(\Omega )\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <msubsup> <mi>W</mi> <mrow> <mo stretchy="false">(</mo> <mn>0</mn> <mo>,</mo> <mi>q</mi> <mo stretchy="false">)</mo> </mrow> <mi>s</mi> </msubsup> <mrow> <mo stretchy="false">(</mo> <mi mathvariant="normal">Ω</mi> <mo stretchy="false">)</mo> </mrow> </mrow> </math></EquationSource> </InlineEquation>, <InlineEquation ID="IEq9"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="12220_2025_2120_Article_IEq9.gif" Format="GIF" Height="15" Rendition="HTML" Resolution="72" Type="Linedraw" Width="41" /> </InlineMediaObject> <EquationSource Format="TEX">\(s\ge 0\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi>s</mi> <mo>≥</mo> <mn>0</mn> </mrow> </math></EquationSource> </InlineEquation>. The same authors then proved a further regularity result and made explicit the role of D’Angelo forms for regularity [<CitationRef CitationID="CR19">19</CitationRef>]. A few years later, Kohn [<CitationRef CitationID="CR69">69</CitationRef>] initiated a quantitative study of the results in [<CitationRef CitationID="CR17">17</CitationRef>] by relating the Sobolev level up to which regularity holds to the Diederich–Fornæss index of the domain. Many of these ideas were synthesized and developed further by Harrington [<CitationRef AdditionalCitationIDS="CR52" CitationID="CR51">51</CitationRef>–<CitationRef CitationID="CR53">53</CitationRef>]. Then, around 2020, Liu [<CitationRef CitationID="CR72">72</CitationRef>, <CitationRef CitationID="CR73">73</CitationRef>] and Yum [<CitationRef CitationID="CR101">101</CitationRef>] discovered that the DF–index is closely related to certain differential inequalities involving D’Angelo forms. This relationship in turn led to a recent new result which supports the conjecture that DF–index one should imply global regularity in the <InlineEquation ID="IEq10"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="12220_2025_2120_Article_IEq1.gif" Format="GIF" Height="17" Rendition="HTML" Resolution="72" Type="Linedraw" Width="14" /> </InlineMediaObject> <EquationSource Format="TEX">\(\overline{\partial }\)</EquationSource> <EquationSource Format="MATHML"><math> <mover> <mi>∂</mi> <mo>¯</mo> </mover> </math></EquationSource> </InlineEquation>–Neumann problem [<CitationRef CitationID="CR75">75</CitationRef>]. Much of the work described above relies heavily on Kohn’s groundbreaking contributions to the regularity theory of the <InlineEquation ID="IEq11"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="12220_2025_2120_Article_IEq1.gif" Format="GIF" Height="17" Rendition="HTML" Resolution="72" Type="Linedraw" Width="14" /> </InlineMediaObject> <EquationSource Format="TEX">\(\overline{\partial }\)</EquationSource> <EquationSource Format="MATHML"><math> <mover> <mi>∂</mi> <mo>¯</mo> </mover> </math></EquationSource> </InlineEquation>–Neumann problem.</p>

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Regularity in the \(\overline{\partial }\)–Neumann Problem, D’Angelo Forms, and Diederich–Fornæss Index

  • Emil J. Straube

摘要

This article chronicles a development that started around 1990 with [17], where the authors showed that if a smooth bounded pseudoconvex domain \(\Omega \) Ω in \(\mathbb {C}^{n}\) C n admits a defining function that is plurisubharmonic at points of the boundary, then the \(\overline{\partial }\) ¯ –Neumann operators on \(\Omega \) Ω preserve the Sobolev spaces \(W^{s}_{(0,q)}(\Omega )\) W ( 0 , q ) s ( Ω ) , \(s\ge 0\) s 0 . The same authors then proved a further regularity result and made explicit the role of D’Angelo forms for regularity [19]. A few years later, Kohn [69] initiated a quantitative study of the results in [17] by relating the Sobolev level up to which regularity holds to the Diederich–Fornæss index of the domain. Many of these ideas were synthesized and developed further by Harrington [5153]. Then, around 2020, Liu [72, 73] and Yum [101] discovered that the DF–index is closely related to certain differential inequalities involving D’Angelo forms. This relationship in turn led to a recent new result which supports the conjecture that DF–index one should imply global regularity in the \(\overline{\partial }\) ¯ –Neumann problem [75]. Much of the work described above relies heavily on Kohn’s groundbreaking contributions to the regularity theory of the \(\overline{\partial }\) ¯ –Neumann problem.