<p>The Colijn–Plazzotta ranking is a bijective encoding of the unlabeled binary rooted trees with positive integers. We show that the rank <i>f</i>(<i>t</i>) of a tree <i>t</i> is closely related to its height <i>h</i>, the maximal path length from a leaf to the root. We consider the rank <InlineEquation ID="IEq1"> <EquationSource Format="TEX">\(f(\tau _n)\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi>f</mi> <mo stretchy="false">(</mo> <msub> <mi>τ</mi> <mi>n</mi> </msub> <mo stretchy="false">)</mo> </mrow> </math></EquationSource> </InlineEquation> of a random <i>n</i>-leaf tree <InlineEquation ID="IEq2"> <EquationSource Format="TEX">\(\tau _n\)</EquationSource> <EquationSource Format="MATHML"><math> <msub> <mi>τ</mi> <mi>n</mi> </msub> </math></EquationSource> </InlineEquation> under each of three models: (i) uniformly random unlabeled unordered binary rooted trees, or unlabeled topologies; (ii) uniformly random leaf-labeled binary trees, or labeled topologies under the uniform model; and (iii) random binary search trees, or labeled topologies under the Yule–Harding model. Relying on the close relationship between tree rank and tree height, we obtain results concerning the asymptotic properties of <InlineEquation ID="IEq3"> <EquationSource Format="TEX">\(\log \log f(\tau _n)\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mo>log</mo> <mo>log</mo> <mi>f</mi> <mo stretchy="false">(</mo> <msub> <mi>τ</mi> <mi>n</mi> </msub> <mo stretchy="false">)</mo> </mrow> </math></EquationSource> </InlineEquation>. In particular, we find <InlineEquation ID="IEq4"> <EquationSource Format="TEX">\({\mathbb {E}}\{\log _2 \log f(\tau _n)\} \sim 2 \sqrt{\pi n}\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi mathvariant="double-struck">E</mi> <mrow> <mo stretchy="false">{</mo> <msub> <mo>log</mo> <mn>2</mn> </msub> <mo>log</mo> <mi>f</mi> <mrow> <mo stretchy="false">(</mo> <msub> <mi>τ</mi> <mi>n</mi> </msub> <mo stretchy="false">)</mo> </mrow> <mo stretchy="false">}</mo> </mrow> <mo>∼</mo> <mn>2</mn> <msqrt> <mrow> <mi>π</mi> <mi>n</mi> </mrow> </msqrt> </mrow> </math></EquationSource> </InlineEquation> for uniformly random unlabeled ordered binary rooted trees and uniformly random leaf-labeled binary trees, and for a constant <InlineEquation ID="IEq5"> <EquationSource Format="TEX">\(\alpha \approx 4.31107\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi>α</mi> <mo>≈</mo> <mn>4.31107</mn> </mrow> </math></EquationSource> </InlineEquation>, <InlineEquation ID="IEq6"> <EquationSource Format="TEX">\({\mathbb {E}}\{\log _2 \log f(\tau _n)\} \sim \alpha \log n \)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi mathvariant="double-struck">E</mi> <mo stretchy="false">{</mo> <msub> <mo>log</mo> <mn>2</mn> </msub> <mo>log</mo> <mi>f</mi> <mrow> <mo stretchy="false">(</mo> <msub> <mi>τ</mi> <mi>n</mi> </msub> <mo stretchy="false">)</mo> </mrow> <mo stretchy="false">}</mo> <mo>∼</mo> <mi>α</mi> <mo>log</mo> <mi>n</mi> </mrow> </math></EquationSource> </InlineEquation> for leaf-labeled binary trees under the Yule–Harding model. We show that the mean of <InlineEquation ID="IEq7"> <EquationSource Format="TEX">\(f(\tau _n)\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi>f</mi> <mo stretchy="false">(</mo> <msub> <mi>τ</mi> <mi>n</mi> </msub> <mo stretchy="false">)</mo> </mrow> </math></EquationSource> </InlineEquation> itself under the three models is largely determined by the rank <InlineEquation ID="IEq8"> <EquationSource Format="TEX">\(c_{n-1}\)</EquationSource> <EquationSource Format="MATHML"><math> <msub> <mi>c</mi> <mrow> <mi>n</mi> <mo>-</mo> <mn>1</mn> </mrow> </msub> </math></EquationSource> </InlineEquation> of the highest-ranked tree—the caterpillar—obtaining an asymptotic relationship with <InlineEquation ID="IEq9"> <EquationSource Format="TEX">\(\pi _n c_{n-1}\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <msub> <mi>π</mi> <mi>n</mi> </msub> <msub> <mi>c</mi> <mrow> <mi>n</mi> <mo>-</mo> <mn>1</mn> </mrow> </msub> </mrow> </math></EquationSource> </InlineEquation>, where <InlineEquation ID="IEq10"> <EquationSource Format="TEX">\(\pi _n\)</EquationSource> <EquationSource Format="MATHML"><math> <msub> <mi>π</mi> <mi>n</mi> </msub> </math></EquationSource> </InlineEquation> is a model-specific function of <i>n</i>. The results resolve open problems, providing a new class of results on an encoding useful in mathematical phylogenetics.</p>

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Tree Height and the Asymptotic Mean of the Colijn–Plazzotta Rank of Unlabeled Binary Rooted Trees

  • Luc Devroye,
  • Michael R. Doboli,
  • Noah A. Rosenberg,
  • Stephan Wagner

摘要

The Colijn–Plazzotta ranking is a bijective encoding of the unlabeled binary rooted trees with positive integers. We show that the rank f(t) of a tree t is closely related to its height h, the maximal path length from a leaf to the root. We consider the rank \(f(\tau _n)\) f ( τ n ) of a random n-leaf tree \(\tau _n\) τ n under each of three models: (i) uniformly random unlabeled unordered binary rooted trees, or unlabeled topologies; (ii) uniformly random leaf-labeled binary trees, or labeled topologies under the uniform model; and (iii) random binary search trees, or labeled topologies under the Yule–Harding model. Relying on the close relationship between tree rank and tree height, we obtain results concerning the asymptotic properties of \(\log \log f(\tau _n)\) log log f ( τ n ) . In particular, we find \({\mathbb {E}}\{\log _2 \log f(\tau _n)\} \sim 2 \sqrt{\pi n}\) E { log 2 log f ( τ n ) } 2 π n for uniformly random unlabeled ordered binary rooted trees and uniformly random leaf-labeled binary trees, and for a constant \(\alpha \approx 4.31107\) α 4.31107 , \({\mathbb {E}}\{\log _2 \log f(\tau _n)\} \sim \alpha \log n \) E { log 2 log f ( τ n ) } α log n for leaf-labeled binary trees under the Yule–Harding model. We show that the mean of \(f(\tau _n)\) f ( τ n ) itself under the three models is largely determined by the rank \(c_{n-1}\) c n - 1 of the highest-ranked tree—the caterpillar—obtaining an asymptotic relationship with \(\pi _n c_{n-1}\) π n c n - 1 , where \(\pi _n\) π n is a model-specific function of n. The results resolve open problems, providing a new class of results on an encoding useful in mathematical phylogenetics.