<p>The ring inversion behavior of dihydrodibenzothiepine derivatives <b>1-S</b>, <b>1-SO</b>, and <b>1-SO</b><sub><b>2</b></sub>, containing a caged framework, was investigated using X-ray crystallography, density functional theory (DFT) calculations, and variable temperature <sup>1</sup>H NMR spectroscopy. Variable temperature NMR measurements revealed that <b>1-S</b> and <b>1-SO</b><sub><b>2</b></sub> undergo a rapid and slow ring inversion, respectively, associated with respective coalescence temperatures of below 25 and <i>ca.</i> 45&#xa0;°C. The experimental observations indicate that the activation free energy for ring inversion of <b>1-SO</b><sub><b>2</b></sub> is larger than that of <b>1-S</b>, a finding that is supported by DFT calculations. This increased energy barrier for inversion in <b>1-SO</b><sub><b>2</b></sub> is due to an intramolecular interaction between the O atom and H atom of the benzene ring. The intramolecular H···O interaction, which is strongly supported by DFT calculations and X-ray crystallography, contributes to the&#xa0;stabilization of the ground state of <b>1-SO</b><sub><b>2</b></sub>, but must be broken in the ring inversion transition state. In contrast, <b>1-SO</b> does not undergo rapid ring inversion on the NMR time scale in the temperature range of 25–130&#xa0;°C. Two factors appear to be responsible for this behavior. Specifically, the intramolecular H···O interaction that contributes to the&#xa0;stabilization of one conformer of <b>1-SO</b> disappears in the transition state for the inversion process, and the process generating the ring-inverted conformer lacking this interaction is highly endergonic.</p>

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Analysis of ring inversion of dihydrodibenzothiepines caged within a rigid framework

  • Kanata Wada,
  • Takuya Ogaki,
  • Yasunori Matsui,
  • Hiroshi Ikeda

摘要

The ring inversion behavior of dihydrodibenzothiepine derivatives 1-S, 1-SO, and 1-SO2, containing a caged framework, was investigated using X-ray crystallography, density functional theory (DFT) calculations, and variable temperature 1H NMR spectroscopy. Variable temperature NMR measurements revealed that 1-S and 1-SO2 undergo a rapid and slow ring inversion, respectively, associated with respective coalescence temperatures of below 25 and ca. 45 °C. The experimental observations indicate that the activation free energy for ring inversion of 1-SO2 is larger than that of 1-S, a finding that is supported by DFT calculations. This increased energy barrier for inversion in 1-SO2 is due to an intramolecular interaction between the O atom and H atom of the benzene ring. The intramolecular H···O interaction, which is strongly supported by DFT calculations and X-ray crystallography, contributes to the stabilization of the ground state of 1-SO2, but must be broken in the ring inversion transition state. In contrast, 1-SO does not undergo rapid ring inversion on the NMR time scale in the temperature range of 25–130 °C. Two factors appear to be responsible for this behavior. Specifically, the intramolecular H···O interaction that contributes to the stabilization of one conformer of 1-SO disappears in the transition state for the inversion process, and the process generating the ring-inverted conformer lacking this interaction is highly endergonic.