<p>We say of an isolated macroscopic quantum system in a pure state <InlineEquation ID="IEq1"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="10955_2025_3493_Article_IEq1.gif" Format="GIF" Height="17" Rendition="HTML" Resolution="72" Type="Linedraw" Width="17" /> </InlineMediaObject> <EquationSource Format="TEX">\(\psi \)</EquationSource> <EquationSource Format="MATHML"><math> <mi>ψ</mi> </math></EquationSource> </InlineEquation> that it is in macroscopic thermal equilibrium (MATE) if <InlineEquation ID="IEq2"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="10955_2025_3493_Article_IEq1.gif" Format="GIF" Height="17" Rendition="HTML" Resolution="72" Type="Linedraw" Width="17" /> </InlineMediaObject> <EquationSource Format="TEX">\(\psi \)</EquationSource> <EquationSource Format="MATHML"><math> <mi>ψ</mi> </math></EquationSource> </InlineEquation> lies in or close to a suitable subspace <InlineEquation ID="IEq3"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="10955_2025_3493_Article_IEq3.gif" Format="GIF" Height="19" Rendition="HTML" Resolution="72" Type="Linedraw" Width="28" /> </InlineMediaObject> <EquationSource Format="TEX">\(\mathcal {H}_\textrm{eq}\)</EquationSource> <EquationSource Format="MATHML"><math> <msub> <mi mathvariant="script">H</mi> <mtext>eq</mtext> </msub> </math></EquationSource> </InlineEquation> of Hilbert space. It is known that every initial state <InlineEquation ID="IEq4"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="10955_2025_3493_Article_IEq4.gif" Format="GIF" Height="17" Rendition="HTML" Resolution="72" Type="Linedraw" Width="20" /> </InlineMediaObject> <EquationSource Format="TEX">\(\psi _0\)</EquationSource> <EquationSource Format="MATHML"><math> <msub> <mi>ψ</mi> <mn>0</mn> </msub> </math></EquationSource> </InlineEquation> will eventually reach and stay there most of the time (“thermalize”) if the Hamiltonian is non-degenerate and satisfies the appropriate version of the eigenstate thermalization hypothesis (ETH), i.e., that every eigenvector is in MATE. Tasaki recently proved the ETH for a certain perturbation <InlineEquation ID="IEq5"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="10955_2025_3493_Article_IEq5.gif" Format="GIF" Height="21" Rendition="HTML" Resolution="72" Type="Linedraw" Width="28" /> </InlineMediaObject> <EquationSource Format="TEX">\(H_\theta ^\textrm{fF}\)</EquationSource> <EquationSource Format="MATHML"><math> <msubsup> <mi>H</mi> <mi>θ</mi> <mtext>fF</mtext> </msubsup> </math></EquationSource> </InlineEquation> of the Hamiltonian <InlineEquation ID="IEq6"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="10955_2025_3493_Article_IEq6.gif" Format="GIF" Height="21" Rendition="HTML" Resolution="72" Type="Linedraw" Width="28" /> </InlineMediaObject> <EquationSource Format="TEX">\(H_0^\textrm{fF}\)</EquationSource> <EquationSource Format="MATHML"><math> <msubsup> <mi>H</mi> <mn>0</mn> <mtext>fF</mtext> </msubsup> </math></EquationSource> </InlineEquation> of <InlineEquation ID="IEq7"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="10955_2025_3493_Article_IEq7.gif" Format="GIF" Height="14" Rendition="HTML" Resolution="72" Type="Linedraw" Width="52" /> </InlineMediaObject> <EquationSource Format="TEX">\(N\gg 1\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi>N</mi> <mo>≫</mo> <mn>1</mn> </mrow> </math></EquationSource> </InlineEquation> free fermions on a one-dimensional lattice. The perturbation is needed to remove the high degeneracies of <InlineEquation ID="IEq8"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="10955_2025_3493_Article_IEq6.gif" Format="GIF" Height="21" Rendition="HTML" Resolution="72" Type="Linedraw" Width="28" /> </InlineMediaObject> <EquationSource Format="TEX">\(H_0^\textrm{fF}\)</EquationSource> <EquationSource Format="MATHML"><math> <msubsup> <mi>H</mi> <mn>0</mn> <mtext>fF</mtext> </msubsup> </math></EquationSource> </InlineEquation>. Here, we first point out that also for degenerate Hamiltonians all <InlineEquation ID="IEq9"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="10955_2025_3493_Article_IEq4.gif" Format="GIF" Height="17" Rendition="HTML" Resolution="72" Type="Linedraw" Width="20" /> </InlineMediaObject> <EquationSource Format="TEX">\(\psi _0\)</EquationSource> <EquationSource Format="MATHML"><math> <msub> <mi>ψ</mi> <mn>0</mn> </msub> </math></EquationSource> </InlineEquation> thermalize if the ETH holds, i.e., if <i>every</i> eigenbasis lies in MATE, and we prove that this is the case for <InlineEquation ID="IEq10"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="10955_2025_3493_Article_IEq6.gif" Format="GIF" Height="21" Rendition="HTML" Resolution="72" Type="Linedraw" Width="28" /> </InlineMediaObject> <EquationSource Format="TEX">\(H_0^\textrm{fF}\)</EquationSource> <EquationSource Format="MATHML"><math> <msubsup> <mi>H</mi> <mn>0</mn> <mtext>fF</mtext> </msubsup> </math></EquationSource> </InlineEquation>. Inspired by the fact that there is <i>one</i> eigenbasis of <InlineEquation ID="IEq11"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="10955_2025_3493_Article_IEq6.gif" Format="GIF" Height="21" Rendition="HTML" Resolution="72" Type="Linedraw" Width="28" /> </InlineMediaObject> <EquationSource Format="TEX">\(H_0^\textrm{fF}\)</EquationSource> <EquationSource Format="MATHML"><math> <msubsup> <mi>H</mi> <mn>0</mn> <mtext>fF</mtext> </msubsup> </math></EquationSource> </InlineEquation> for which MATE can be proved more easily than for the others, with smaller error bounds, and also in higher spatial dimensions, we show for any given <InlineEquation ID="IEq12"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="10955_2025_3493_Article_IEq12.gif" Format="GIF" Height="16" Rendition="HTML" Resolution="72" Type="Linedraw" Width="22" /> </InlineMediaObject> <EquationSource Format="TEX">\(H_0\)</EquationSource> <EquationSource Format="MATHML"><math> <msub> <mi>H</mi> <mn>0</mn> </msub> </math></EquationSource> </InlineEquation> that the existence of one eigenbasis in MATE implies quite generally that <i>most</i> eigenbases of <InlineEquation ID="IEq13"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="10955_2025_3493_Article_IEq12.gif" Format="GIF" Height="16" Rendition="HTML" Resolution="72" Type="Linedraw" Width="22" /> </InlineMediaObject> <EquationSource Format="TEX">\(H_0\)</EquationSource> <EquationSource Format="MATHML"><math> <msub> <mi>H</mi> <mn>0</mn> </msub> </math></EquationSource> </InlineEquation> lie in MATE. We also show that, as a consequence, after adding a small generic perturbation, <InlineEquation ID="IEq14"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="10955_2025_3493_Article_IEq14.gif" Format="GIF" Height="16" Rendition="HTML" Resolution="72" Type="Linedraw" Width="102" /> </InlineMediaObject> <EquationSource Format="TEX">\(H=H_0+\lambda V\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi>H</mi> <mo>=</mo> <msub> <mi>H</mi> <mn>0</mn> </msub> <mo>+</mo> <mi>λ</mi> <mi>V</mi> </mrow> </math></EquationSource> </InlineEquation> with <InlineEquation ID="IEq15"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="10955_2025_3493_Article_IEq15.gif" Format="GIF" Height="15" Rendition="HTML" Resolution="72" Type="Linedraw" Width="46" /> </InlineMediaObject> <EquationSource Format="TEX">\(\lambda \ll 1\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi>λ</mi> <mo>≪</mo> <mn>1</mn> </mrow> </math></EquationSource> </InlineEquation>, for most perturbations&#xa0;<i>V</i> the perturbed Hamiltonian <i>H</i> satisfies ETH and all states thermalize.</p>

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Macroscopic Thermalization for Highly Degenerate Hamiltonians After Slight Perturbation

  • Barbara Roos,
  • Shoki Sugimoto,
  • Stefan Teufel,
  • Roderich Tumulka,
  • Cornelia Vogel

摘要

We say of an isolated macroscopic quantum system in a pure state \(\psi \) ψ that it is in macroscopic thermal equilibrium (MATE) if \(\psi \) ψ lies in or close to a suitable subspace \(\mathcal {H}_\textrm{eq}\) H eq of Hilbert space. It is known that every initial state \(\psi _0\) ψ 0 will eventually reach and stay there most of the time (“thermalize”) if the Hamiltonian is non-degenerate and satisfies the appropriate version of the eigenstate thermalization hypothesis (ETH), i.e., that every eigenvector is in MATE. Tasaki recently proved the ETH for a certain perturbation \(H_\theta ^\textrm{fF}\) H θ fF of the Hamiltonian \(H_0^\textrm{fF}\) H 0 fF of \(N\gg 1\) N 1 free fermions on a one-dimensional lattice. The perturbation is needed to remove the high degeneracies of \(H_0^\textrm{fF}\) H 0 fF . Here, we first point out that also for degenerate Hamiltonians all \(\psi _0\) ψ 0 thermalize if the ETH holds, i.e., if every eigenbasis lies in MATE, and we prove that this is the case for \(H_0^\textrm{fF}\) H 0 fF . Inspired by the fact that there is one eigenbasis of \(H_0^\textrm{fF}\) H 0 fF for which MATE can be proved more easily than for the others, with smaller error bounds, and also in higher spatial dimensions, we show for any given \(H_0\) H 0 that the existence of one eigenbasis in MATE implies quite generally that most eigenbases of \(H_0\) H 0 lie in MATE. We also show that, as a consequence, after adding a small generic perturbation, \(H=H_0+\lambda V\) H = H 0 + λ V with \(\lambda \ll 1\) λ 1 , for most perturbations V the perturbed Hamiltonian H satisfies ETH and all states thermalize.