<p>This paper studies observability inequalities for heat equations on both bounded domains and the whole space <InlineEquation ID="IEq1"> <EquationSource Format="TEX">\({\mathbb {R}}^d\)</EquationSource> <EquationSource Format="MATHML"><math> <msup> <mrow> <mi mathvariant="double-struck">R</mi> </mrow> <mi>d</mi> </msup> </math></EquationSource> </InlineEquation>. The observation sets are measured by log-type Hausdorff contents, which are induced by certain log-type gauge functions closely related to the heat kernel. On a bounded domain, we derive the observability inequality for observation sets of positive log-type Hausdorff content. Notably, the aforementioned inequality holds not only for all sets with Hausdorff dimension <i>s</i> for any <InlineEquation ID="IEq2"> <EquationSource Format="TEX">\(s\in (d-1,d]\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi>s</mi> <mo>∈</mo> <mo stretchy="false">(</mo> <mi>d</mi> <mo>-</mo> <mn>1</mn> <mo>,</mo> <mi>d</mi> <mo stretchy="false">]</mo> </mrow> </math></EquationSource> </InlineEquation>, but also for certain sets of Hausdorff dimension exactly <InlineEquation ID="IEq3"> <EquationSource Format="TEX">\(d-1\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi>d</mi> <mo>-</mo> <mn>1</mn> </mrow> </math></EquationSource> </InlineEquation>. On the whole space <InlineEquation ID="IEq4"> <EquationSource Format="TEX">\({\mathbb {R}}^d\)</EquationSource> <EquationSource Format="MATHML"><math> <msup> <mrow> <mi mathvariant="double-struck">R</mi> </mrow> <mi>d</mi> </msup> </math></EquationSource> </InlineEquation>, we establish the observability inequality for observation sets that are thick at the scale of the log-type Hausdorff content. Furthermore, we prove that for the 1-dimensional heat equation on an interval, the Hausdorff content we have chosen is an optimal scale for the observability inequality. To obtain these observability inequalities, we use the adapted Lebeau-Robbiano strategy of Duyckaerts and Miller (J. Funct. Anal. 2012). For this purpose, we prove the following results at scale of the log-type Hausdorff content, the former being derived from the latter: we establish a fractal version of spectral inequality/Logvinenko-Sereda uncertainty principle; we develop a quantitative propagation of smallness of analytic functions; we build up a Remez-type inequality; and more fundamentally, we provide an upper bound for the log-type Hausdorff content of a set where a monic polynomial is small, based on an estimate by Lubinsky (J. Inequal. Appl. 1997), which is ultimately traced back to the classical Cartan Lemma. In addition, we set up a capacity-based slicing lemma (related to the log-type gauge functions) and establish a quantitative relationship between Hausdorff contents and capacities. These tools are crucial in the studies of the aforementioned propagation of smallness in high-dimensional situations.</p>

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Observability Inequality, Log-Type Hausdorff Content and Heat Equations

  • Shanlin Huang,
  • Gengsheng Wang,
  • Ming Wang

摘要

This paper studies observability inequalities for heat equations on both bounded domains and the whole space \({\mathbb {R}}^d\) R d . The observation sets are measured by log-type Hausdorff contents, which are induced by certain log-type gauge functions closely related to the heat kernel. On a bounded domain, we derive the observability inequality for observation sets of positive log-type Hausdorff content. Notably, the aforementioned inequality holds not only for all sets with Hausdorff dimension s for any \(s\in (d-1,d]\) s ( d - 1 , d ] , but also for certain sets of Hausdorff dimension exactly \(d-1\) d - 1 . On the whole space \({\mathbb {R}}^d\) R d , we establish the observability inequality for observation sets that are thick at the scale of the log-type Hausdorff content. Furthermore, we prove that for the 1-dimensional heat equation on an interval, the Hausdorff content we have chosen is an optimal scale for the observability inequality. To obtain these observability inequalities, we use the adapted Lebeau-Robbiano strategy of Duyckaerts and Miller (J. Funct. Anal. 2012). For this purpose, we prove the following results at scale of the log-type Hausdorff content, the former being derived from the latter: we establish a fractal version of spectral inequality/Logvinenko-Sereda uncertainty principle; we develop a quantitative propagation of smallness of analytic functions; we build up a Remez-type inequality; and more fundamentally, we provide an upper bound for the log-type Hausdorff content of a set where a monic polynomial is small, based on an estimate by Lubinsky (J. Inequal. Appl. 1997), which is ultimately traced back to the classical Cartan Lemma. In addition, we set up a capacity-based slicing lemma (related to the log-type gauge functions) and establish a quantitative relationship between Hausdorff contents and capacities. These tools are crucial in the studies of the aforementioned propagation of smallness in high-dimensional situations.